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Michael Tannenbaum

LPl Financial LLC

Poughkeepsie, NY

San Diego, CA

Poughkeepsie, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-01
NY RA APPROVED 2022-05-27
  • TX RA
    APPROVED_RES
    Since 2025-12-01
  • NY RA
    APPROVED
    Since 2022-05-27

Branch Locations

22 Ibm Rd # 204B, Poughkeepsie, NY 12601-5455 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

22 Ibm Rd # 204B, Poughkeepsie, NY 12601-5455 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Colonial Voluntary Benefits White Plains NY 01/2018 05/2018
College Of Saint Rose Albany NY 10/2013 12/2017
Citigroup Mount Kisco NY 08/2018 10/2021
Woodbury Financial Services Inc Lagrangeville NY 10/2021 05/2022
Lpl Financial, Llc Poughkeepsie NY 05/2022 Present
  • 01/2018 → 05/2018
    Colonial Voluntary Benefits
    White Plains, NY
  • 10/2013 → 12/2017
    College Of Saint Rose
    Albany, NY
  • 08/2018 → 10/2021
    Citigroup
    Mount Kisco, NY
  • 10/2021 → 05/2022
    Woodbury Financial Services Inc
    Lagrangeville, NY
  • 05/2022 → Present
    Lpl Financial, Llc
    Poughkeepsie, NY
Previous Registrations
  • 2021-10-15 → 2022-06-01
    Woodbury Financial Services, Inc.
    Poughkeepsie, NY
  • 2020-06-24 → 2021-09-08
    Citigroup Global Markets Inc.
    Mount Kisco, NY
    Boca Raton, FL
    New York, NY
    Larchmont, NY
Other Businesses

5/2022 - DBA for LPL Business (entity for LPL Business) - National Wealth Network - Investment Related - Poughkeepsie, NY 12601

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-24
  • S66 Uniform Combined State Law Examination
    2020-06-24
Other Names
  • Michael Tannenbaum
  • Michael Anthony Tannenbaum

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ARAX ADVISORY PARTNERS
CHARLES SCHWAB & CO., INC.
MORGAN STANLEY
CETERA INVESTMENT ADVISERS LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED
NEWEDGE ADVISORS
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MARK STEVEN BURLINGAME
ALLISON ELISABETH CULLEY
MICHELLE LOUISE NOLEN
Christopher J Tomaskovic
MARY E WINTERS
DONALD GEORGE BELL
John J Gadonniex
MICHAEL M MATTES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · POUGHKEEPSIE, NY
ARAX ADVISORY PARTNERS · Poughkeepsie, NY
CHARLES SCHWAB & CO., INC. · Poughkeepsie, NY
LPL FINANCIAL LLC · POUGHKEEPSIE, NY
MORGAN STANLEY · POUGHKEEPSIE, NY
CETERA INVESTMENT ADVISERS LLC · POUGHKEEPSIE, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · POUGHKEEPSIE, NY
NEWEDGE ADVISORS · Poughkeepsie, NY

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