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Roman Kim

Lord, Abbett & Co. LLC

Jersey City, NJ

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Current Employers
Lord, Abbett & Co. Llc

30 Hudson Street, Jersey City, NJ 07302-4804 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-08-27
  • NJ RA
    APPROVED
    Since 2024-08-27

Branch Locations

30 Hudson Street, Jersey City, NJ 07302-4804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chernoff Diamond & Co., Llc Long Island NY 03/2015 Present
  • 03/2015 → Present
    Chernoff Diamond & Co., Llc
    Long Island, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-23
S65 Uniform Investment Adviser Law Examination 2016-05-13
S65 Uniform Investment Adviser Law Examination 2016-05-13
  • S66 Uniform Combined State Law Examination
    2024-08-23
  • S65 Uniform Investment Adviser Law Examination
    2016-05-13
  • S65 Uniform Investment Adviser Law Examination
    2016-05-13

View on SEC IAPD

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