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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-08-12 |
| AL | RA | APPROVED | 2024-08-30 |
| NC | RA | APPROVED | 2023-07-31 |
| PA | RA | APPROVED | 2023-06-20 |
| FL | RA | APPROVED | 2022-06-10 |
| MS | RA | APPROVED | 2022-05-06 |
| CO | RA | APPROVED | 2022-04-12 |
| CA | RA | APPROVED | 2021-10-04 |
| TX | RA | APPROVED_RES | 2019-12-16 |
| LA | RA | APPROVED | 2018-04-03 |
Branch Locations
10000 Perkins Rowe Suite G240, Baton Rouge, LA 70810 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2016 | 04/2017 |
| Unemployed | Baton Rouge | LA | 04/2017 | 05/2017 |
| Hancock/Whitney Investment Services, Inc. | Denham Springs | LA | 05/2017 | 01/2018 |
| Hancock/Whitney Bank | Denham Springs | LA | 05/2017 | 01/2018 |
| Guardian Life Insurance Co Of America | Baton Rouge | LA | 01/2018 | Present |
| Park Avenue Securities | Baton Rouge | LA | 03/2018 | Present |
1) Duplechain Wealth Management LLC -LLC created for personal health insurance purposes, Start: 05/13/2021, Address: 9663 Westerly Avenue, Baton Rouge, LA 70814, 1 total hours per month 0 during securities trading hours, Not investment related, No annual compensation, 2) Fixed Insurance Outside of Guardian, Start: 09/27/2021, Address: 9800 Airline Highway, Suite 103, Baton Rouge, LA, 70816, 1 total hours per month 1 during securities trading hours, Investment related, Less than annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-24 |
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