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Ross Halpern

J.P. Morgan Securities LLC

New York, NY

CRD 6678485

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-24
NY RA APPROVED 2026-07-22
  • TX RA
    APPROVED_RES
    Since 2026-07-24
  • NY RA
    APPROVED
    Since 2026-07-22

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 07/2026 Present
J.P. Morgan Securities Llc New York NY 07/2026 Present
Citigroup New York NY 06/2018 07/2026
University Of Richmond Richmond VA 08/2014 05/2018
  • 07/2026 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 07/2026 → Present
    New York, NY
  • 06/2018 → 07/2026
    Citigroup
    New York, NY
  • 08/2014 → 05/2018
    University Of Richmond
    Richmond, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-27
  • S66 Uniform Combined State Law Examination
    2023-05-27
Other Names
  • Ross Halpern
  • Ross M Halpern
  • Ross Michael Halpern

View on SEC IAPD

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