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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-01
CA RA APPROVED 2019-02-19
  • TX RA
    APPROVED_RES
    Since 2021-05-01
  • CA RA
    APPROVED
    Since 2019-02-19

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
East West Bank Los Angeles CA 01/2014 09/2018
Cetera Investment Services Llc St Cloud MN 06/2016 04/2017
Morgan Stanley Pasadena CA 10/2018 Present
California State University, Northridge Northridge CA 09/2013 12/2017
Morgan Stanley Private Bank, N.A. New York NY 02/2019 Present
  • 01/2014 → 09/2018
    East West Bank
    Los Angeles, CA
  • 06/2016 → 04/2017
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2018 → Present
    Pasadena, CA
  • 09/2013 → 12/2017
    California State University, Northridge
    Northridge, CA
  • 02/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-19
  • S66 Uniform Combined State Law Examination
    2019-02-19

View on SEC IAPD

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