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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-04
CA RA APPROVED 2022-08-23
  • TX RA
    APPROVED
    Since 2022-09-04
  • CA RA
    APPROVED
    Since 2022-08-23

Branch Locations

860 E. Colorado Blvd., Pasadena, CA 91101 • United States

2270 Huntington Dr, San Marino, CA 91108 • United States

2333 N. Lake Avenue, Altadena, CA 91001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank South Pasadena CA 06/2016 04/2018
J.P. Morgan Securities Llc South Pasadena CA 06/2016 04/2018
J.P. Morgan Securities Llc South Pasadena CA 04/2018 10/2022
J.P. Morgan Securities Llc South Pasadena CA 10/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-03
S63 Uniform Securities Agent State Law Examination 2016-09-02
  • S66 Uniform Combined State Law Examination
    2022-03-03
  • S63 Uniform Securities Agent State Law Examination
    2016-09-02

View on SEC IAPD

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