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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-08-07 |
| NM | RA | APPROVED | 2025-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Albuquerque | NM | 06/2016 | 09/2017 |
| Charles Schwab & Co., Inc. | Albuquerque | NM | 10/2017 | 03/2025 |
| Charles Schwab Bank | Albuquerque | NM | 05/2019 | 03/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 03/2025 | Present |
| Bank Of America, N.A. | Albuquerque | NM | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-19 |
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