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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| NY | RA | APPROVED | 2023-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 06/2016 | 07/2018 |
| Jpmorgan Securities Llc | New York | NY | 06/2016 | 07/2018 |
| Jpmorgan Chase | New York | NY | 07/2014 | 07/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2018 | 08/2023 |
| Bank Of America, Na | New York | NY | 07/2018 | 08/2023 |
| Morgan Stanley | New York | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-24 |
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