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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| CA | RA | APPROVED | 2017-03-09 |
Branch Locations
1360 Burton Drive Suite 160, Vacaville, CA 95687-3560 • United States
Walnut Creek, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Vacaville | CA | 07/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Vacaville | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; 1360 Burton Drive, Suite 160, Vacaville, CA, 95687; Not Investment-Related; 07/01/2025. Business Ownership; Nexus Pathways LLC; Owner; Manage Ameriprise Business; 1360 Burton Drive, Suite 160, Vacaville, CA, 95687; Investment-Related; 01/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Nexus Pathways LLC; I am both owner and employee; Manage advisory business; 1350 Burton Drive, , Vacaville, CA, 95687; Investment-Related; 06/02/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-24 |
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