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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-22 |
| CA | RA | APPROVED | 2018-08-31 |
Branch Locations
411 Davis St Ste 105, Vacaville, CA 95688-4641 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Napa | CA | 05/2013 | 08/2018 |
| Bank Of America, N.A. | Napa | CA | 08/2013 | 08/2018 |
| Edward Jones | St Louis | MO | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-15 |
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