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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-15 |
| CA | RA | APPROVED | 2025-10-27 |
Branch Locations
555 Mason Street Suite 100, Vacaville, CA 95688 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Charleston | SC | 12/2011 | 12/2018 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 03/2016 | 12/2018 |
| Mutual Of Omaha Investor Services | North Charleston | SC | 01/2019 | 10/2020 |
| Mutual Of Omaha Insurance Company | North Charleston | SC | 01/2019 | 10/2020 |
| Cuna Mutual Group | Waverly | IA | 03/2021 | 05/2022 |
| Cuna Brokerage Services, Inc | Waverly | IA | 03/2021 | 05/2022 |
| Unemployed | Richland | WA | 11/2020 | 03/2021 |
| Lpl Financial Llc | Richland | WA | 05/2022 | 10/2025 |
| Hapo Community Credit Union | Richland | WA | 05/2022 | 10/2025 |
| First Northern Bank | Vacaville | CA | 10/2025 | Present |
| Raymond James Financial Services, Inc. | Vacaville | CA | 10/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Vacaville | CA | 10/2025 | Present |
(1)Name of Business: First Northern Advisors Address: 555 Mason St #100, Vacaville, CA, 95688, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 10/27/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor that covers First Northern Bank locations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-27 |
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