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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-07-19 |
| CA | RA | APPROVED | 2023-07-19 |
| NV | RA | APPROVED | 2023-07-19 |
Branch Locations
4300 Sonoma Blvd Suite 300, Vallejo, CA 94589 • United States
1001 First St, Benicia, CA 94510 • United States
1333 N. California Blvd. Suite Sl10, Walnut Creek, CA 94596 • United States
1300 Oliver Road, Fairfield, CA 94534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West | Vellejo | CA | 08/2012 | Present |
| Bancwest Investment Services | Vallejo | CA | 08/2012 | Present |
| Lpl Financial Llc | Fairfield | CA | 07/2023 | Present |
1) 04/24/2023 - Rental Properties - Investment Related - Mather, CA - Fairfield, CA - Real Estate Rental - Co-Owner - Start Date: 08/15/2013 - 0 Hours Per Month/ 0 Hours During Trading - Time Spent: 0% 2) 04/24/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-28 |
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