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James Edward Rammel

Equitable Advisors, LLC

Deerfield, IL

Lake Zurich, IL

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-08-18
IL RA APPROVED 2017-01-23
  • TX RA
    APPROVED_RES
    Since 2020-08-18
  • IL RA
    APPROVED
    Since 2017-01-23

Branch Locations

520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States

Lake Zurich, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shorewerks Mc Henry IL 05/2013 09/2016
Shorewerks Mc Henry IL 10/2014 09/2016
Axa Advisors, Llc New York NY 08/2016 06/2020
Equitable Advisors, Llc New York NY 08/2016 Present
  • 05/2013 → 09/2016
    Shorewerks
    Mc Henry, IL
  • 10/2014 → 09/2016
    Shorewerks
    Mc Henry, IL
  • 08/2016 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 08/2016 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-07
  • S66 Uniform Combined State Law Examination
    2016-12-07
Other Names
  • James Rammel
  • Jamie Rammel

View on SEC IAPD

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TIMOTHY PAUL SWIAT
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PAMELA A CAIN
Amy E Kalas
LANCE PAUL EATON

Other Offices

MORGAN STANLEY · Deerfield, IL
CAPITAL RESOURCE MANAGEMENT,INC. · DEERFIELD, IL
ROBERTS, GLORE & CO. · DEERFIELD, IL
PICKWICK WEALTH MANAGEMENT · DEERFIELD, IL
OSAIC WEALTH, INC. · DEERFIELD, IL
WAVERLY ADVISORS, LLC · Deerfield, IL
LPL FINANCIAL LLC · Deerfield, IL
NADLER FINANCIAL GROUP, INC. · DEERFIELD, IL

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