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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2020-06-03
TX RA APPROVED_RES 2020-05-29
  • AL RA
    APPROVED
    Since 2020-06-03
  • TX RA
    APPROVED_RES
    Since 2020-05-29

Branch Locations

2607 Dauphin St. Ste. A, Mobile, AL 36606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
C2 Wealth Strategies Mobile AL 08/2010 Present
Voya Financial Advisors Mobile AL 09/2014 05/2020
Voya Financial Advisors Mobile AL 09/2014 05/2020
Cambridge Investment Research, Inc. Fairfield IA 05/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2020 Present
  • 08/2010 → Present
    C2 Wealth Strategies
    Mobile, AL
  • 09/2014 → 05/2020
    Voya Financial Advisors
    Mobile, AL
  • 09/2014 → 05/2020
    Voya Financial Advisors
    Mobile, AL
  • 05/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2020 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 20/WK 20/TRADING 05/29/20 2) C2 WEALTH MANAGEMENT LLC, DBA C2 WEALTH STRATEGIES, 2607 DAUPHIN ST, STE A, MOBILE AL, LLC, PRESIDENT, 08/01/10, 40/WK 30/TRADING 3) C2 INSURANCE GROUP, LLC, 2607 DAUPHIN ST, STE A, MOBILE, AL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/17/17, NIR, 20/WK 10/TRADING 4) AUGUSTA EVANS SPECIAL NEEDS FOUNDATION, 6301 BILOXI AVE, MOBILE AL, BOARD MEMBER OF A NON-PUBLIC ENTITY, TREASURER, 10/17/11, 8/YR 0/TRADING 5) USA CHILDREN'S AND WOMEN'S HOSPITAL DEVELOPMENT COUNCIL, 1700 CENTER STREET, MOBILE, AL, BOARD MEMBER OF A NON-PUBLIC ENTITY, 10/01/13, NIR, 8/YR 0/TRADING 6) WESLEY COODY, 2607 DAUPHIN STREET SUITE A MOBILE AL 36606, 09/2023, REFERRAL AGENT, ACCOUNTING AND TAX SERVICES, NIR, 1 HR/MO 1 HR/MO TRADING 7) TRINITY PRESBYTERIAN CHURCH, 545 S MOBILE STREET FAIRHOPE AL 36532, 09/2023, BOARD MEMBER, RELIGIOUS, NIR, 1 HR/MO 0 HR/MO TRADING 8) TRINITY PRESBYTERIAN CHURCH, 545 South Mobile Street, Fairhope AL 36532, United States, 02/01/2025, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO 0 HR/MO TRADING 9) EXCEPTIONAL FOUNDATION, P.O. Box 1267, Fairhope AL 36566, United States, 02/01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO 0 HR/MO 10) C2 ACCOUNTING AND TAX, LLC, 2607 Dauphin Street, Suite A, Mobile AL 36606, United States, 02/01/2025, Owner, Tax Services, NIR, 5 HR/MO 0 HR/MO 11) C2 NETWORK HOLDINGS, LLC, 2607 Dauphin Street, Suite A, Mobile, AL 36606, United States, 03/01/2026, Owner, Owner/Partner of a Business Entity, INV REL, 2 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-14
S63 Uniform Securities Agent State Law Examination 2005-08-22
  • S65 Uniform Investment Adviser Law Examination
    2005-09-14
  • S63 Uniform Securities Agent State Law Examination
    2005-08-22

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