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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2019-02-22 |
Branch Locations
1967 State Route 34 Bldg C, Suite 101, Wall Township, NJ 07719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2016 | 05/2017 |
| Mcadam Llc | Jersey City | NJ | 06/2016 | 05/2017 |
| Ameriprise Financial Services, Inc | Wall Township | NJ | 05/2017 | 02/2019 |
| Lpl Financial Llc | Wall Township | NJ | 02/2019 | Present |
1)01/07/2019 - Intellectual Capital Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2019 - 160hr/mth 2) 4/3/2020 - ICG next - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2020 - 160 Hours Per Month/130 Hours During Securities Trading. 3) 12/18/2020 - NJ LTC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 12/21/2020 - 2 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-12 |
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