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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2016 | 11/2016 |
| Pruco Securities, Llc | Paramus | NJ | 12/2016 | 02/2017 |
| Securian Financial Serivces Inc | Martinsville | NJ | 08/2017 | 10/2020 |
| Allied Wealth Partners | Martinsville | NJ | 08/2017 | 10/2020 |
| Buy Rite Liquors | Bound Brook | NJ | 03/2017 | 09/2017 |
| Securian Financial Services Inc | St. Paul | MN | 08/2017 | 09/2017 |
| Barnum Financial Group | Elmsford | NY | 10/2020 | 03/2021 |
| Mml Investors Services | Elmsford | NY | 10/2020 | 03/2021 |
| Fidelity Investments | Bridgewater | NJ | 03/2021 | 08/2024 |
| Massmutual Life Insurance Co | New York | NY | 04/2025 | Present |
| Mml Investors Services, Llc | New York | NY | 04/2025 | Present |
| Fifth Avenue Financial | New York | NY | 04/2025 | Present |
| Unemployed | Jersey City | NJ | 09/2024 | 04/2025 |
NAME: CLAUDE CLAY/ FIFTH AVENUE FINANCIAL, INV REL: Y, ADD: 90 PARK AVE., 17TH FL, NEW YORK, NY, 10016 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 04/21/2025, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 10, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-03 |
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