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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma Rd School Rd, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2016-07-06 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Glendale Fire Department | Glendale | AZ | 05/1995 | 08/2018 |
| El Mirage Fire Department | El Mirage | AZ | 08/2018 | 07/2020 |
| Arizona Fire And Medical Authority | Sun City West | AZ | 07/2020 | 04/2024 |
| Galloway Asset Management, Llc | Mesa | AZ | 06/2016 | Present |
| Arizona Game And Fish | Phoenix | AZ | 06/2025 | 06/2026 |
| Modern Wealth, Llc | Mesa | AZ | 08/2025 | Present |
| Arizona Game And Fish | Phoenix | AZ | 06/2026 | Present |
1) Arizona Game and Fish: 5000 W. Carefree Highway. Phoenix, AZ 85086: The nature of the other business, including whether is it investment-related: Responsible for the strategic oversight of all statewide shooting ranges owned by Arizona Game and Fish. This is not investment related. 2) Shooting Sports Branch Chief; The start date of your relationship with the other business: 6/29/2026: The approximate number of hours per month you devote to the other business: 160 hours: The number of hours you devote to the other business during securities trading hours: 8
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-27 |
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