Michael William Fiazzo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 10/2016
  Cvs Pharmacy
  Newtown Square, PA
• 08/2013 → 05/2017
  Saint Joseph's University
  Philadelphia, PA
• 06/2016 → 04/2017
  Beacon Bridge Wealth Partners
  Conshohocken, PA
• 04/2017 → 03/2020
  Ameriprise Financial Services, Inc.
  Plymouth Meeting, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Plymouth Meeting, PA

Other Businesses

Outside Employment; Certainty of the Uncertainty, LLC; Employee of legal entity; Compensation received from an advisor owned entity established to manage the practice; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 01/15/2023; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-09-12