Tyson Oliver Plowshay

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 08/2016 → Present
  Bank Of America, N.A.
  Denver, CO

Other Businesses

I*103595FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: DENVER MUSEUM OF NATURE AND SCIENCEINVESTMENT RELATED: NADDRESS OF BUSINESS: DENVER, COLORADO 80205NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 3/1/2017NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: I AM A MEMBER OF THE YOUNG PROFESSIONALS COMMITTEE FOR THE DNMS. WE HOST EVENTS AND TRY TO INCREASE AWARENESS AND ENGAGEMENT BETWEEN YOUNG PROFESSIONALS AND THE MUSEUM. THIS GROUP DOES PARTICIPATE IN FUND RAISING EVENTS. I DO NOT CONTROL ANY FUNDS. I*: 1047265Entity Type: Entity For ProfitName of OBA: University Club of DenverAddress: Denver, CO 80203Investment Related: NoPosition, Title, Association: Treasurer, Board Member, OfficerEmployee Start Date: 10/26/2022Number of Hours: 6 hrs mthlyNumber of Hours during trading: 0 Duties: The University Club is a social club in Denver. I am serving on the Board of a private club I have been a member in for several years. I will be serving in the role of treasurer, however, I will not have any check signing responsibilities. I simply help monitor the budget. I*2615279, Entity Type: , Name of OBA: Cherry Creek Has Heart, Address: Denver, Colorado, 80206, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 07/16/2025, No Hours: 2 Monthly, No Hours during Trading: 1 Monthly, Duties: Select donation recipients, determine amounts and facilitate donations.Charitable Giving

Exams

• S66 Uniform Combined State Law Examination
  2016-09-15

Other Names

• Tyson O Plowshay