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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-07-06
  • CA RA
    APPROVED
    Since 2015-07-06

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) San Diego CA 05/2006 Present
  • 05/2006 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    San Diego, CA
Other Businesses

1. 12/7/2018 - Googain Inc - Investment Related - Home Based - Mortgage/Real Estate Services - Started 07/01/2018 - In the process of getting properly licensed to assist wife with her mortgage business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-02
S63 Uniform Securities Agent State Law Examination 2005-03-24
  • S66 Uniform Combined State Law Examination
    2015-07-02
  • S63 Uniform Securities Agent State Law Examination
    2005-03-24

View on SEC IAPD

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