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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-31 |
| TN | RA | APPROVED | 2021-03-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 07/2016 | 03/2021 |
| Bank Of America, N.A. | Nashville | TN | 08/2016 | 03/2021 |
| Wells Fargo Clearing Services, Llc. | Nashville | TN | 03/2021 | Present |
KT LLC ; INV RELATED;HENDERSONVILLE,TN; LLC;3% OWNERSHIP; START DATE: 05/26/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-09 |
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