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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-04 |
| MA | RA | APPROVED | 2024-03-05 |
| FL | RA | APPROVED | 2024-02-21 |
| TX | RA | APPROVED | 2019-07-31 |
| CT | RA | APPROVED | 2019-05-01 |
| RI | RA | APPROVED | 2018-11-02 |
Branch Locations
935 Jefferson Boulevard Suite 2000, Warwick, RI 02886 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Warwick | RI | 06/2016 | 11/2018 |
| Providence College | Providence | RI | 08/2014 | Present |
| Osaic Wealth, Inc. | Warwick | RI | 11/2018 | Present |
1. ASSOCIATE PROFESSOR (PROVIDENCE COLLEGE) POSITION: Associate Professor NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2014 ADDRESS: 1 Cunningham Square, Providence RI 02908, United States DESCRIPTION: Teaching and Research 2. CFA SOCIETY PROVIDENCE POSITION: Vice President & Secretary NATURE: Not for Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: PO BOX 41027, Providence RI 02940, United States DESCRIPTION: I take minutes of the meetings 3. WALL STREET PREP POSITION: Teaching Assistant NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/07/2021 ADDRESS: 11 Ivanhoe Street, Newton MA 02458, United States DESCRIPTION: Teaching Assistant in a fixed income class for Wall Street Prep 4. INSURNACE BROKER POSITION: Insurance Broker NATURE: Sole Prop INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/03/2022 ADDRESS: 935 Jefferson Blvd, Warwick RI 02886, United States DESCRIPTION: Conduct due diligence on insurance vendors. Provide solutions to clients 5. AMP CONSULTING GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 05/23/2023 ADDRESS: 935 Jefferson Blvd, Warwick RI 02886, United States DESCRIPTION: AMP Consulting Group is the marketing name for the services we provide. 6. PHYSICIAN FOCUSED FINANCE POSITION: Investment Team Support NATURE: Simple marketing name associated with one of the advisors that we support as part of her investment management team.Her niche target market is physicians and this marketing OBA name is simply for her to specifically target the market. The advisor is within our OSJ.We contribute investment through leadership and content focused on physicians and split business generated under a split rep code INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 04/23/2024 ADDRESS: 935 Jefferson Blvd, Warwick RI 02886, United States DESCRIPTION: We contribute investment thought leadership and content focused physicians and split business generated under a split rep code.We help research solutions that would appeal to physicians and help the lead advisor communicate that to her clients 7. AMP CONSULTING GROUP POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 05/23/2023 ADDRESS: 935 Jefferson Blvd, Warwick RI 02886, United States DESCRIPTION: AMP Consulting Group is the marketing name for the services we provide. 8. ROYAL ONE FINANCIAL POSITION: Investment Management Team NATURE: We work with Rulla Nehme as part of ensemble practice on a joint rep code, focusing on investment advisory support INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2023 ADDRESS: 400 Westminster, Providence RI 02903, United States DESCRIPTION: Support Rulla with management of her advisory portfolios, content and thought leadership
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-21 |
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