Jason Adam Klein

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 03/2017
  Metlife Securities
  New York, NY
• 07/2016 → Present
  Massmutual Life Insurance Co
  New York, NY
• 03/2017 → Present
  Mml Investors Services, Llc
  New York, NY

Other Businesses

(1) Name: Jason Klein Inv rel: N Add: At residential address Nature: other Position: coach Start date: 03/13/2018 No. HR/MO: 15 No. HR/MO during sec trading: 0 Describe duties: Coach children's sports teams (2) Name: Jason Klein Inv Rel: Y Add: residential address Nature: Individual Life/Health Position: Agent Start Date: 1/1/2016 No Hrs/Mo: 3 No Hrs/Mo Dur Trading: 0 (3)Name: Jason Klein, Inv Rel:Y Add: @ residential address Nature: Outside Insurance Sales, Position: Insurance Broker, Start: 6/4/2024, No Hr/Mo: 2 No Hr/Mo Dur Trading: 2 Duties: Fixed annuities. (4) Name: Jason Klein, Inv Rel: Y Addr: @ residential address Nature: Board member for Homeowners Association, Position: Treasurer, Start: 8/21/2025, No Hr/Mo: 6 No Hr/Mo dur trading: 0 Duties: Attend board meetings, help review expenses and income, help make decisions in regards to the home owners. We live in townhomes.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-21