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Lora J Hampton

Fifth Third Securities, Inc.

Loveland, OH

Maineville, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-09-25
  • OH RA
    APPROVED
    Since 2017-09-25

Branch Locations

9095 Lighthouse Way, Loveland, OH 45140 • United States

2900 W State Rt 22, Maineville, OH 45039 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Loveland OH 09/2012 Present
Fifth Third Securities Loveland OH 05/2016 Present
  • 09/2012 → Present
    Fifth Third Bank
    Loveland, OH
  • 05/2016 → Present
    Fifth Third Securities
    Loveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-20
S63 Uniform Securities Agent State Law Examination 2016-07-14
  • S65 Uniform Investment Adviser Law Examination
    2017-11-20
  • S63 Uniform Securities Agent State Law Examination
    2016-07-14
Other Names
  • Lora Jean Hampton
  • Lora J. Gray
  • Lora J Gray

View on SEC IAPD

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DENNIS RAY HORR
TYLER DEAN HEWLETT
Seth Thomas Knudsen
Cody O'connor

Other Offices

FAITH FINANCIAL ADVISORS, INC. · LOVELAND, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Loveland, OH
LPL FINANCIAL LLC · LOVELAND, OH
OSAIC WEALTH, INC. · LOVELAND, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Loveland, OH
FIFTH THIRD SECURITIES, INC. · LOVELAND, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Loveland, OH
CETERA INVESTMENT ADVISERS LLC · LOVELAND, OH

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