Kyle Wong

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-01-21
NY	RA	APPROVED	2022-01-21

NJ RA
APPROVED

Since 2022-01-21
NY RA
APPROVED

Since 2022-01-21

Branch Locations

150 West 56Th Street Suite 4012, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Goldman Sachs & Co. Llc	New York	NY	07/2018	04/2021
Goldman Sachs	New York	NY	06/2017	08/2017
Colby College	Waterville	ME	08/2016	10/2016
Colby College - Maine	Waterville	ME	09/2014	05/2018
Independent Financial Group	Old Tappan	NJ	04/2021	Present
Colby College	Waterville	ME	08/2014	05/2018
F3 Logic, Llc	Old Tappan	NJ	01/2022	05/2023

07/2018 → 04/2021

Goldman Sachs & Co. Llc

New York, NY
06/2017 → 08/2017

Goldman Sachs

New York, NY
08/2016 → 10/2016

Colby College

Waterville, ME
09/2014 → 05/2018

Colby College - Maine

Waterville, ME
04/2021 → Present

Independent Financial Group

Old Tappan, NJ
08/2014 → 05/2018

Colby College

Waterville, ME
01/2022 → 05/2023

F3 Logic, Llc

Old Tappan, NJ

Previous Registrations

2022-01-31 → 2023-05-19

F3Logic, Llc

Old Tappan, NJ

Burnsville, MN

Other Businesses

(1) W WEALTH STRATEGIES, LLC POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/28/2021 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Registered Admin at DBA used for marketing purposes (2) F3LOGIC LLC POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 5 START DATE: 01/26/2022 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Outside RIA (3) WWS SERVICES POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/10/2022 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Tax services for preparing tax returns. (4) OUTSIDE INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 ADDRESS: 150 West 56th Street, Suite 4012, New York NY 10019, United States DESCRIPTION: Selling insurance products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-20
S63	Uniform Securities Agent State Law Examination	2018-08-16

S65 Uniform Investment Adviser Law Examination

2022-01-20
S63 Uniform Securities Agent State Law Examination

2018-08-16

Designations

Certified Financial Planner

Other Names

Kyle H Wong
Kyle H Wong

View on SEC IAPD