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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-12-20 |
Branch Locations
3980 Alpine Nw, Comstock Park, MI 49321 • United States
111 Lyon Street Nw, Grand Rapids, MI 49503 • United States
2855 Port Sheldon Street, Hudsonville, MI 49426 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Grand Rapids | MI | 02/2015 | Present |
| Fifth Third Securities | Grand Rapids | MI | 06/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-17 |
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