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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-02-09
  • MI RA
    APPROVED
    Since 2010-02-09

Branch Locations

3980 Alpine Nw, Comstock Park, MI 49321 • United States

6485 28Th Street Se, Grand Rapids, MI 49546 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Comstock Park MI 11/2009 Present
  • 11/2009 → Present
    Fifth Third Securities
    Comstock Park, MI
Previous Registrations
Other Businesses

1842 HALL STREET LLC - NOT INVESTMENT RELATED - 1842 HALL STREET SE, GRAND RAPIDS, MI 49506 - OWNER - 1 HOUR/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM - MAINTAINING PROPERTY, COLLECT RENTS -------------------------- 1456 BOSTON STREET LLC - NOT INVESTMENT RELATED - 1456 BOSTON ST SE. GRAND RAPIDS, MI 49507 - OWNER - 1 HOUR/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM - MAINTAINING PROPERTY, COLLECT RENTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-09
  • S66 Uniform Combined State Law Examination
    2007-02-09
Other Names
  • Falljeu E Novak
  • Fallien E Novak
  • Fallien E Novak-Schwein

View on SEC IAPD

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