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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-09
WI RA APPROVED 2018-03-16
  • TX RA
    APPROVED
    Since 2019-07-09
  • WI RA
    APPROVED
    Since 2018-03-16

Branch Locations

1249 W. Liebau Road, Suite 250, Mequon, WI 53092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keshemberg Builders Grafton WI 06/2011 10/2017
Self Employed Grafton WI 12/2014 10/2017
B.C. Ziegler And Company Mequon WI 10/2017 03/2018
Stifel, Nicolaus & Company, Incorporated Mequon WI 03/2018 Present
  • 06/2011 → 10/2017
    Keshemberg Builders
    Grafton, WI
  • 12/2014 → 10/2017
    Self Employed
    Grafton, WI
  • 10/2017 → 03/2018
    B.C. Ziegler And Company
    Mequon, WI
  • 03/2018 → Present
    Mequon, WI
Previous Registrations
  • 2017-11-16 → 2018-03-16
    B. C. Ziegler And Company
    Mequon, WI
Other Businesses

Self-Employed; 1072 Mineral Springs Pt Washington WI 53074; private basketball lessons;coach;5/6/19;4.00 Hour(s) Per Week;not during securities trading hours; not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-16
  • S66 Uniform Combined State Law Examination
    2017-11-16
Other Names
  • Caleb Pick Keshemburg

View on SEC IAPD

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