Sarah Jann Lawyer-Foust

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2017
  Jim Harvey
  West Des Moines, IA
• 01/2018 → Present
  Ryan Swalwell
  West Des Moines, IA
• 10/2021 → Present
  Principal Securities, Inc.
  West Des Moines, IA
• 06/2024 → Present
  Heartland Financial Resource Group
  West Des Moines, IA

Other Businesses

**JIM L HARVEY POSITION: Bookkeeper NATURE: bookkeeping INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 311 W Market St, St Charles IA 50240, United States DESCRIPTION: Jim L Harvey is a previous employer and currently a financial advisor with Principal Securities, under a retirement contract. During my employment under Jim, I provided bookkeeping services for his business and personal finances. After my full-time employment ended with Jim, I have continued to provide bookkeeping services for his personal and business finances. **HEARTLAND FINANCIAL RESOURCE GROUP POSITION: Investment Advisor Representative INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 6/1/2024 ADDRESS: 6701 Westown Parkway Suite 220, West Des Moines IA 50266 DESCRIPTION: I am a new investment advisor representative working with Ryan Swalwell DBA Heartland Financial Resource Group. Ryan Swalwell/dba and I do life/retirement planning from individual disability to term life, permanent life including variable universal life and survivor universal life insurance. Investments including mutual funds direct, brokerage, fee-based accounts, fixed annuities, index annuities and variable annuities. Employer plans - group health, life and DI benefits, SIMPLE and 401k plans. **FIXED INSURANCE POSITION: Registered Representative NATURE: Fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 72 START DATE: 6/1/2024 ADDRESS: 6701 Westown Parkway Suite 220, West Des Moines IA 50266 DESCRIPTION: Fixed insurance: life, disability, annuities, long term care, health, Medicare supplements and group benefits.

Exams

• S66 Uniform Combined State Law Examination
  2024-04-20

Other Names

• Sarah Jann Nordin
• Sarah Jann Lawyer