Best Investors Account Sign in
Current Employers
Index Technologies Group Llc

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-27
NY RA APPROVED 2023-11-06
  • TX RA
    APPROVED
    Since 2025-06-27
  • NY RA
    APPROVED
    Since 2023-11-06

Branch Locations

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Quantum Portfolio Management, Llc

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-08
NY RA APPROVED 2023-05-19
  • TX RA
    APPROVED
    Since 2024-01-08
  • NY RA
    APPROVED
    Since 2023-05-19

Branch Locations

10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bleakley Financial Group Fairfield NJ 06/2016 09/2016
Jpmorgan Chase Brooklyn NY 06/2017 10/2019
Alex Brown - Raymond James New York NY 10/2019 06/2023
Loyola University Maryland Baltimore MD 09/2016 06/2017
Quantum Portfolio Management, Llc New York NY 04/2023 Present
Raymond James & Associates, Inc. New York NY 01/2020 06/2023
Index Technologies Group, Llc New York NY 09/2023 Present
Ashton Thomas Securities, Llc New York NY 05/2024 06/2025
Arax Investment Partners New York NY 10/2024 Present
Previous Registrations
Other Businesses

1. Index Technologies Group, LLC, address same as office address. Investment-related, Title same as Quantum, Start Date: 09/2023, Spend 50% of time. 2. Quantum Portfolio Management, LLC, address same as office address. Investment-related, Title Managing Partner, Start Date: 02/2023, Spend 50% of time. 3. Arax Investment Partners, address same as office address. Investment-related. Nature of business: Financial Services, Title: Investment Strategist Support, Start date: 10/2024, 5-10 hours spent per month all during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-13
  • S66 Uniform Combined State Law Examination
    2020-01-13
Other Names
  • Kenneth Elliott

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor