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10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-27 |
| NY | RA | APPROVED | 2023-11-06 |
Branch Locations
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-08 |
| NY | RA | APPROVED | 2023-05-19 |
Branch Locations
10 E. 53Rd Street Suite 1400, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bleakley Financial Group | Fairfield | NJ | 06/2016 | 09/2016 |
| Jpmorgan Chase | Brooklyn | NY | 06/2017 | 10/2019 |
| Alex Brown - Raymond James | New York | NY | 10/2019 | 06/2023 |
| Loyola University Maryland | Baltimore | MD | 09/2016 | 06/2017 |
| Quantum Portfolio Management, Llc | New York | NY | 04/2023 | Present |
| Raymond James & Associates, Inc. | New York | NY | 01/2020 | 06/2023 |
| Index Technologies Group, Llc | New York | NY | 09/2023 | Present |
| Ashton Thomas Securities, Llc | New York | NY | 05/2024 | 06/2025 |
| Arax Investment Partners | New York | NY | 10/2024 | Present |
1. Index Technologies Group, LLC, address same as office address. Investment-related, Title same as Quantum, Start Date: 09/2023, Spend 50% of time. 2. Quantum Portfolio Management, LLC, address same as office address. Investment-related, Title Managing Partner, Start Date: 02/2023, Spend 50% of time. 3. Arax Investment Partners, address same as office address. Investment-related. Nature of business: Financial Services, Title: Investment Strategist Support, Start date: 10/2024, 5-10 hours spent per month all during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-13 |
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