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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-09 |
Branch Locations
2031 West Henderson Road, Columbus, OH 43220 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Westerville | OH | 01/2015 | 07/2017 |
| Fifth Third Securities, Inc | Westerville | OH | 05/2016 | 07/2017 |
| The Huntington National Bank | Bexley | OH | 07/2017 | 07/2020 |
| The Huntington Investment Company | Columbus | OH | 07/2017 | 04/2019 |
| Key Investment Services Llc | Columbus | OH | 09/2020 | 09/2021 |
| Keybank | Columbus | OH | 08/2020 | 09/2021 |
| Key Corp And Its Affiliates | Columbus | OH | 08/2020 | 09/2021 |
| J.P. Morgan Securities Llc | Dublin | OH | 06/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Dublin | OH | 09/2021 | 06/2023 |
| Prosperous Properties Llc | New Albany | OH | 05/2006 | Present |
| Jpmorgan Chase Bank, N.A. | Dublin | OH | 06/2023 | Present |
Entity Name: Prosperous Properties LLC Investment related: No "Address: New albany, oh 43054" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 08/24/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It holds 1 investment property currently used as rental. Part owner of small wine bistro/restaurant. Family member Allan more is 50% owner.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-12 |
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