Best Investors
Account
Sign in
Rbc Rochdale, LLC CRD 117198
$73.0B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-13 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Edison | NJ | 09/2016 | 01/2018 |
| Toews Corporation | New York | NY | 10/2018 | 02/2025 |
| Provident Bank | Iselin | NJ | 02/2018 | 09/2018 |
| Northern Lights Distributors, Llc | Elkhorn | NE | 11/2018 | 02/2025 |
| City National Securities, Inc. | New York | NY | 03/2025 | 07/2026 |
| Cnr Securities, Llc | New York | NY | 07/2026 | Present |
| Rbc Rochdale, Llc | New York | NY | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-18 |
Reach out to this advisor