Best Investors Account Sign in

Yesica Lemus

Cetera Investment Advisers LLC

Pasadena, CA

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
CA RA APPROVED 2019-10-14
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • CA RA
    APPROVED
    Since 2019-10-14

Branch Locations

155 North Lake Avenue Suite 430, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Monrovia CA 07/2016 04/2017
Foresters Financial Services Monrovia CA 04/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Monrovia CA 10/2019 Present
  • 07/2016 → 04/2017
    Foresters Financial Services
    Monrovia, CA
  • 04/2017 → 06/2019
    Foresters Financial Services
    Monrovia, CA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2019 → Present
    Cetera Investment Advisers Llc
    Monrovia, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-11
S63 Uniform Securities Agent State Law Examination 2016-09-02
  • S65 Uniform Investment Adviser Law Examination
    2019-10-11
  • S63 Uniform Securities Agent State Law Examination
    2016-09-02
Other Names
  • Yesica Lemus Ibarra

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor