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Ellen Jo Himmel

Regatta Capital Group, LLC

El Segundo, CA

CRD 6669079

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Employer firm

Regatta Capital Group, LLC CRD 145363

$1.55B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • NON-FINANCIAL COACHING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Regatta Capital Group, Llc

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-10-13
  • CA RA
    APPROVED
    Since 2016-10-13

Branch Locations

880 Apollo St. Suite 129, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regatta Capital Group Llc El Segundo CA 06/2016 Present
Ellen Himmel Los Angeles CA 01/2007 Present
Other Businesses

Owner of Ellen Himmel of a Tax Preparations Services - sole proprietorship - apx 10 hours a week more during tax season, start date 01/2007

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-13
  • S65 Uniform Investment Adviser Law Examination
    2016-10-13

View on SEC IAPD

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