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Aaron Wood

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mesa, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-06
TX RA APPROVED_RES 2022-05-05
  • CA RA
    APPROVED
    Since 2022-05-06
  • TX RA
    APPROVED_RES
    Since 2022-05-05

Branch Locations

1952 S Stapley Dr, Mesa, AZ 85204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Life Time Fitness Scottsdale AZ 12/2012 06/2016
New York Life Insurance Co Scottsdale AZ 06/2016 03/2020
Nylife Securities Llc Scottsdale AZ 02/2017 03/2020
Guardian Life Insurance Company Of America Scottsdale AZ 03/2020 03/2021
Park Avenue Securities Scottsdale AZ 05/2020 03/2021
Merrill Lynch Chandler AZ 05/2021 Present
Unelployed Gilbert AZ 03/2021 05/2021
Bank Of America, N.A. Chandler AZ 12/2021 Present
  • 12/2012 → 06/2016
    Life Time Fitness
    Scottsdale, AZ
  • 06/2016 → 03/2020
    New York Life Insurance Co
    Scottsdale, AZ
  • 02/2017 → 03/2020
    Nylife Securities Llc
    Scottsdale, AZ
  • 03/2020 → 03/2021
    Guardian Life Insurance Company Of America
    Scottsdale, AZ
  • 05/2020 → 03/2021
    Park Avenue Securities
    Scottsdale, AZ
  • 05/2021 → Present
    Merrill Lynch
    Chandler, AZ
  • 03/2021 → 05/2021
    Unelployed
    Gilbert, AZ
  • 12/2021 → Present
    Bank Of America, N.A.
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-29
  • S66 Uniform Combined State Law Examination
    2021-12-29

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MESA, AZ
TRIBECA FINANCIAL, LLC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
LPL FINANCIAL LLC · Mesa, AZ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MESA, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Mesa, AZ
EDWARD JONES · MESA, AZ
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