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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-16 |
| SC | RA | APPROVED | 2019-04-08 |
| NC | RA | APPROVED | 2019-02-12 |
Branch Locations
9732 Two Notch Rd, Columbia, SC 29223 • United States
7405 Two Notch Rd, Columbia, SC 29223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Charlotte | NC | 06/2016 | 12/2018 |
| Nylife Securities Llc | Charlotte | NC | 07/2016 | 12/2018 |
| Bank Of America, N.A. | Charlotte | NC | 12/2018 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 12/2018 | Present |
I*618242 For profit or not for profit: Entity For Profit Name of outside business organization: UR Curlz Investment related: No Address of business: Rock Hill, South Carolina, 29730 Position, title, association: Owner Start date of relationship: 3/1/2022 Number of hours devoted: 10 hours Weekly Number of hours devoted during trading hours: 0 Duties: Sell hair products online I*: 2503282 Entity Type: For Profit Name of OBA: Regal Salon Suites Address: Columbia, SC 29229 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 05/31/2025 Number of Hours: 4 hrs wkly Number of Hours during trading: 0 Duties: Allow beauty professionals to rent private suites from me. Each beauty professional would be its own business. Make sure the location is operational, pay the bills, market business to beauty professionals in the area
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-03 |
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