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Benoit Jean D Ugeux

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-12
TX RA APPROVED 2024-02-12
  • NY RA
    APPROVED
    Since 2024-02-12
  • TX RA
    APPROVED
    Since 2024-02-12

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Greenwich CT 11/2004 07/2022
Jpmorgan Chase Bank Na Greenwich CT 11/2004 08/2022
Liebert Aviation West Harrison NY 09/2022 11/2023
Jpmorgan Chase Bank, Na New York NY 11/2023 Present
Jpmorgan Securities Llc New York NY 11/2023 Present
  • 11/2004 → 07/2022
    Jpmorgan Securities Llc
    Greenwich, CT
  • 11/2004 → 08/2022
    Jpmorgan Chase Bank Na
    Greenwich, CT
  • 09/2022 → 11/2023
    Liebert Aviation
    West Harrison, NY
  • 11/2023 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 11/2023 → Present
    Jpmorgan Securities Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-02-12
S63 Uniform Securities Agent State Law Examination 2006-08-28
  • S65 Uniform Investment Adviser Law Examination
    2024-02-12
  • S63 Uniform Securities Agent State Law Examination
    2006-08-28
Other Names
  • Benoit Jean Ugeux

View on SEC IAPD

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