Best Investors
Account
Sign in
Best Investors
Account
Sign in
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-02-23 |
Branch Locations
85 Broad Street 25Th Floor,26Th Floor, New York, NY 10004 • United States
Great Neck, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc | New York | NY | 06/2016 | Present |
NAME: "EXILE ON BROAD STREET" BAND INVESTMENT RELATED: NO ADDRESS: C/O JACK MCGUIRE, OPPENHEIMER & CO., INC. - 85 BROAD STREET, NEW YORK, NY 10004. NATURE: ENTERTAINMENT - PRIVATE/UNINCORPORATED POSITION: MUSICIAN START DATE: 5/8/19 - FIRST PAYING SHOW APPROX. TIME: 10 HOURS/MONTH - WEEKENDS/EVENINGS ONLY * NOT DURING MARKET HOURS EXCEPT ~1 HOUR ON 5/24/19 DUTIES: BAND MEMBER - ATTEND SHOWS/REHEARSAL/TRAVEL
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-04 |
Reach out to this advisor