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Rory Robert Greek

Rbc Capital Markets, LLC

Redding, CA

Redding, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-29
TX RA APPROVED 2021-10-29
  • CA RA
    APPROVED
    Since 2021-10-29
  • TX RA
    APPROVED
    Since 2021-10-29

Branch Locations

2515 Park Marina Suite 201, Redding, CA 96001 • United States

Redding, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Redding CA 08/2016 10/2021
Morgan Stanley Private Bank, N.A. New York NY 11/2016 10/2021
Rbc Capital Markets, Llc Redding CA 10/2021 Present
City National Bank Redding CA 11/2021 Present
  • 08/2016 → 10/2021
    Morgan Stanley
    Redding, CA
  • 11/2016 → 10/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 10/2021 → Present
    Rbc Capital Markets, Llc
    Redding, CA
  • 11/2021 → Present
    City National Bank
    Redding, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-03
Designations
Other Names
  • Rory Greek

View on SEC IAPD

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THRIVENT INVESTMENT MANAGEMENT INC. · Redding, CA
RUBICON ADVISORS · Redding, CA
THE AMERIFLEX GROUP · Redding, CA
WELLS FARGO CLEARING SERVICES, LLC · REDDING, CA
LPL FINANCIAL LLC · REDDING, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REDDING, CA
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