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Jimmy P Laforteza

J.P. Morgan Securities LLC

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 06/2010 08/2019
J.P. Morgan Securities Llc New York NY 10/2012 08/2019
J.P. Morgan Securities Llc New York NY 08/2019 Present
Jpmorgan Chase Bank, N.A. New York NY 08/2019 Present
Previous Registrations
  • 2011-08-16 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-15
S63 Uniform Securities Agent State Law Examination 2009-11-25
  • S65 Uniform Investment Adviser Law Examination
    2011-08-15
  • S63 Uniform Securities Agent State Law Examination
    2009-11-25
Other Names
  • Jimmy Peralta
  • Jimmy Peralta Laforteza

View on SEC IAPD

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