Vincent Matthew Aquino

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2016
  University Of Texas
  Austin, TX
• 01/2017 → 12/2017
  Ubs Financial Services Inc
  Houston, TX
• 01/2018 → 09/2020
  Goldman Sachs & Co Llc
  Houston, TX
• 10/2020 → 06/2022
  Sage Advisory Services
  Austin, TX
• 06/2022 → 01/2023
  Jpmorgan Securities Llc
  Houston, TX
• 01/2023 → 01/2025
  Saepio Capital Management Llc
  Houston, TX
• 01/2025 → 04/2026
  Family Office - Mullin
  Houston, TX
• 04/2026 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2022-06-15 → 2023-01-04
  J.P. Morgan Securities Llc
  Houston, TX
• 2020-10-07 → 2022-05-06
  Sage Advisory Services Ltd Co
  Austin, TX
• 2017-04-18 → 2017-12-21
  Ubs Financial Services Inc.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2026-03-16

Other Names

• Vincent M Aquino
• Vincent Matthew Aquino