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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-05-27 |
| TX | RA | APPROVED_RES | 2020-05-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command Financial Planning, Inc. | Columbia | SC | 06/2016 | 10/2016 |
| First Command Financial Planning, Inc. | Columbia | SC | 11/2016 | 10/2017 |
| Wells Fargo Clearing Services, Llc. | Columbia | SC | 05/2018 | 05/2020 |
| Wells Fargo Bank Na | Columbia | SC | 05/2018 | 05/2020 |
| Era Wilder Realty | Columbia | SC | 12/2017 | 05/2018 |
| Unemployed | Columbia | SC | 10/2017 | 12/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 05/2020 | Present |
| Bank Of America, N.A. | Columbia | SC | 05/2020 | Present |
I*133332 For profit or not for profit: Non-Profit Organization Name of outside business organization: Union United Methodist Church Investment related: Address of business: Irmo, South Carolina 29063 Nature of business: Corporation, Compensation for Activity: Position, title, association: Committee Member, Start date of relationship: 1/1/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Committee Member representing the Finance Committee of the Church. Review budget and monitor spending of the Church.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-09 |
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