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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-29 |
| TN | RA | APPROVED | 2023-11-20 |
Branch Locations
6815 Poplar Ave Ste 160, Germantown, TN 38138 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hal Otey Financial | Memphis | TN | 05/2016 | 04/2023 |
| Cetera Advisor Networks | El Segundo | CA | 09/2017 | 06/2021 |
| Cetera Advisor Networks | El Segundo | CA | 06/2021 | 04/2023 |
| Cwm, Llc | Omaha | NE | 05/2022 | 04/2023 |
| Charles Schwab & Co., Inc. | Germantown | TN | 04/2023 | 11/2023 |
| Charles Schwab Bank, Ssb | Germantown | TN | 04/2023 | 11/2023 |
| Lpl Financial Llc | Germantown | TN | 11/2023 | Present |
1) 11/2023 - Alia Wealth Partners. LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-21 |
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