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Nicholas Anthony Locastro

Charles Schwab & Co., Inc.

Boca Raton, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-08
FL RA APPROVED 2017-11-09
  • TX RA
    APPROVED_RES
    Since 2020-01-08
  • FL RA
    APPROVED
    Since 2017-11-09

Branch Locations

150 E. Palmetto Park Rd. Suite 100, Boca Raton, FL 33432-4808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Jacksonville FL 06/2016 09/2017
Charles Schwab Bank Ssb Fort Lauderdale FL 10/2017 Present
Charles Schwab & Co., Inc. Fort Lauderdale FL 10/2017 Present
  • 06/2016 → 09/2017
    Fidelity Brokerage Services, Llc
    Jacksonville, FL
  • 10/2017 → Present
    Charles Schwab Bank Ssb
    Fort Lauderdale, FL
  • 10/2017 → Present
    Charles Schwab & Co., Inc.
    Fort Lauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-08
S63 Uniform Securities Agent State Law Examination 2016-07-25
  • S66 Uniform Combined State Law Examination
    2017-11-08
  • S63 Uniform Securities Agent State Law Examination
    2016-07-25
Other Names
  • Nick Locastro

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
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