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Hamilton-Bates Investment Research, Inc. CRD 114127
$61.4M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Mertztown, PA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harvest Investment Services, Llc | Oakbrook Terrace | IL | 06/2016 | 11/2017 |
| Nguonly | Veracruz | Orange | CA | 08/2011 | Present |
| Law Offices Of Darren S. Veracruz | Brooklyn | NY | 07/2011 | Present |
| Hamilton-Bates Investment Research, Inc. | Newtown Square | PA | 01/2018 | Present |
Nguonly | Veracruz - Non-Investment related business - 500 N. State College Blvd., Suite 1100, Orange, CA 92868 - Law Firm - Attorney - Providing law services - Start date: 08/2011 - 90 hours/month devoted; 1 hour/day during securities trading hours - Attorney focused on estate planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-05-20 |
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