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176 Westbrook Road, Essex, CT 06426 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-06-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Essex Financial Services Inc | Essex | CT | 06/2016 | Present |
| The Leaders Group Inc | Littleton | CO | 08/2021 | Present |
1) ESSEX FINANCIAL - 6/1/2016 - 176 Westbrook Road, Essex, CT 06426 - CFP, CFP, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2) Insurance Agent for Essex Financial Services Inc -6/1/2016- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 3) The Leader's Group - 07/13/2021 - 2 W Dry Creek Cir, Suite 800, Littleton CO 80120-4475 - Inv Rel -Broker Dealer affiliation - Register Representative - 20 hrs/mo; 20hrs/mo (during trading hours)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-03 |
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