William Michael Tait

Employer firm

Essex Financial Services, Inc. CRD 127549

$4.17B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → Present
  Essex Financial Services Inc
  Essex, CT
• 08/2021 → Present
  The Leaders Group Inc
  Littleton, CO

Other Businesses

1) ESSEX FINANCIAL - 6/1/2016 - 176 Westbrook Road, Essex, CT 06426 - CFP, CFP, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2) Insurance Agent for Essex Financial Services Inc -6/1/2016- 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours). 3) The Leader's Group - 07/13/2021 - 2 W Dry Creek Cir, Suite 800, Littleton CO 80120-4475 - Inv Rel -Broker Dealer affiliation - Register Representative - 20 hrs/mo; 20hrs/mo (during trading hours)

Exams

• S63 Uniform Securities Agent State Law Examination
  2017-02-03

Designations

• Certified Financial Planner