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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-07

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

3108 N Lamar Blvd. Suite B100, Austin, TX 78705 • United States

Cerity Partners Retirement Plan Consultants

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
  • TX RA
    APPROVED
    Since 2026-01-07

Branch Locations

3108 N Lamar Blvd Suite B100, Austin, TX 78705 • United States

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 09/2005 07/2019
Austin Private Wealth, Llc Austin TX 07/2019 12/2025
Cerity Partners Llc New York NY 01/2026 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; AUSTIN TX 78721/ Single Family; AUSTIN TX 78721/ Single Family; AUSTIN TX 78721/ Single Family; AUSTIN TX 78721/ Single Family/ Multi-Family/ Multi-Family; Austin Tx 78721/ Single Family; austin tx 78723/ Single Family; Austin tx 78724/ Single Family; Austin Tx 78724/ Single Family; Austin Tx 78724/ Commercial; AUSTIN TX 78705; Investment Related; Jan 2015/ Lot/Land; Beaumont TX 77701; Investment Related; Aug 2016/ Lot/Land; BEAUMONT TX 77701; Investment Related; Aug 2016/ Lot/Land; JACKSON COUNTY, MISSISSIPPI; Investment Related; Feb 2017/ Lot/Land; CHICAGO, IL 60619; Investment Related; May 2017/ Lot/Land; State of California; Investment Related; June 2017/ Commercial; Elgin, TX 78621; Investment Related; Aug 2017/ Single Family; Paris France; Investment Related; Mar 2018/ Commercial; Corpus Christi TX 78404; Investment Related; Nov 2018. Business Ownership; AUSTIN ORGANIX LLC; OWNER; ENTITY OWNING OUR RENTAL PROPERTIES FOR PROTECTION PURPOSES; AUSTIN TX 78703; 0 hours per month/ 8th Floor Properties LLC; Manager; LLC to hold Commercial Building; Austin Tx 78759; Not Investment Related; Jan 2015; 1-9 hours per month; 0 during trading hours/ GFA de Chateau Soubian; owner; Land Managing Company; 75008 Paris France; Not Investment Related; Oct 2015; 1-9 hours per month; 0 during trading hours/ Concept Organix; President; Real Estate Holding company; Austin TX 78705; Investment Related; Aug 2017; 1-9 hours per month; 0 during trading hours/ 4th Floor Properties LLC; Manager; Real Estate; Austin, TX 78705; Investment Related; Nov 2018; 1-9 hours per month; 0 during trading hours / Seneko Kakona Ltd; not investment related; 303 Shirley St, Nassau N492 Bahamas; Property Management; Director; Owner; 8/3/2021; 0; 0; Transferring property title to LLC. / Soyo Namakova LLC; not investment related; 120 Madeira Drive Northeast #220, Albuquerqye NM 87108; Property Management; Director; Owner; 7/16/2021; 0; 0; Transferring property title to LLC. Real Estate Activity; The Advisor maintains an active real estate license. Fiduciary Activities; Named or act in a fiduciary capacity; such as attorney-in-fact, trustee, conservator, guardian, executor or personal representative.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-18
  • S66 Uniform Combined State Law Examination
    2005-01-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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