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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-03-23 |
| TX | RA | APPROVED | 2017-03-23 |
Branch Locations
3038 Jeremiah Ln Nw Ste 200, Rochester, MN 55901 • United States
Rochester, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Entertainment Ventures Llc | Rochester | MN | 03/2010 | 05/2017 |
| Ameriprise Financial Services, Inc. | Rochester | MN | 05/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | MN | 03/2020 | Present |
Business Ownership; Ikigai Operations LLC; Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; Manage Ameriprise Business; 3038 Jeremiah Ln NW, STE 200, , Rochester, MN, 55901; Investment-Related; 06/22/2023; 60 hours per month; 60 during trading hours / Integrity Point LLC; Co-owner; Manage Ameriprise Business; 8951 Windsor Pkwy, , Johnston, IA, 50131; Investment-Related; 10/25/2024; 1 to 9 hours per month; 1 to 9 during trading hours / West Shoal LLC; Owner; Manage Ameriprise Business; 3038 Jeremiah Ln NW, Ste 200, Rochester, MN, 55901; Investment-Related; 06/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; West Shoal LLC; Owner; Manage advisory business; 3038 Jeremiah Ln NW, Ste 200, Rochester, MN, 55901; Investment-Related; 06/30/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-12 |
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