Trinity Kathleen Clancy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 12/2021
  Transamerica Financial Advisors, Inc
  Greenwood Village, CO
• 03/2016 → Present
  World Financial Group, Inc.
  Greenwood Village, CO
• 02/2011 → Present
  Denver Public Schools
  Denver, CO
• 01/2011 → Present
  Infinity Insurance Strategies, Inc.
  Littleton, CO
• 06/2011 → Present
  Wave Financial Partners
  Aurora, CO
• 01/2017 → Present
  Westat, Inc.
  Rockville, MD
• 01/2022 → Present
  Lpl Financial, Llc
  Denver, CO

Other Businesses

1/2012 - Insurance Agency - Infinity Insurance Strategies, Inc - Investment Related - 60% - Denver, CO 80202

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-04-20

Other Names

• Kathleen Ann Clancy