Alan Alfonso Banuelos

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-09-18
IL	RA	APPROVED	2020-08-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Jp Morgan Chase Bank	Bloomingdale	IL	05/2016	07/2017
Jp Morgan Securites Llc	Bloomingdale	IL	05/2016	07/2017
Pnc Bank	Elgin	IL	07/2017	03/2018
Pnc Investments	Elgin	IL	07/2017	03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Crystal Lake	IL	03/2018	01/2019
Bank Of America, N.A.	Crystal Lake	IL	03/2018	01/2019
Fidelity Brokerage Services Llc	Schaumburg	IL	01/2019	08/2019
Jp Morgan Securities, Llc	Wauconda	IL	09/2019	08/2020
Jp Morgan Chase Bank, N.A.	Wauconda	IL	09/2019	08/2020
Morgan Stanley	Deerfield	IL	08/2020	Present

05/2016 → 07/2017

Jp Morgan Chase Bank

Bloomingdale, IL
05/2016 → 07/2017

Jp Morgan Securites Llc

Bloomingdale, IL
07/2017 → 03/2018

Pnc Bank

Elgin, IL
07/2017 → 03/2018

Pnc Investments

Elgin, IL
03/2018 → 01/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Crystal Lake, IL
03/2018 → 01/2019

Bank Of America, N.A.

Crystal Lake, IL
01/2019 → 08/2019

Fidelity Brokerage Services Llc

Schaumburg, IL
09/2019 → 08/2020

Jp Morgan Securities, Llc

Wauconda, IL
09/2019 → 08/2020

Jp Morgan Chase Bank, N.A.

Wauconda, IL
08/2020 → Present

Morgan Stanley

Deerfield, IL

2019-09-05 → 2020-08-26

J.P. Morgan Securities Llc

Round Lake Beach, IL

Wauconda, IL

Round Lake, IL
2018-07-11 → 2019-01-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Deer Park, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-07-10
S63	Uniform Securities Agent State Law Examination	2016-07-07

Other Firms